Financial Advisory and investment management License
If you are in Dubai or moving soon, and want to work under the umbrella of the DFSA regulator, this is your opportunity to skip the expensive and years-long application process. This company is in good standing with the regulator, and never had any issues or fines. The company is a boutique advisory firm that focused on a single client. Now moving to Riyadh for family reasons. The company has no cashflow or revenue, you are buying the license. The seller is happy to sell it free of any liabilities (except the rent) so you can start fresh.
Business Operation
Fully fitted office in the DIFC provided by the building itself.
Facilities
The Firm operates in a competitive landscape that includes regional and international asset managers, private banks, and financial advisory firms that serve sophisticated high-net-worth, institutional, and family office clients. As a DFSA‑regulated entity in the DIFC, the firm has full governance framework, robust risk management, and alignment with international best practices, which differentiates it from many onshore and unregulated providers. The DIFC’s status as a leading international financial hub naturally attracts global players; however, this also deepens the pool of potential partners, co‑investors, and service providers, allowing the firm to position itself as a focused, client‑centric manager with tailored investment and advisory solutions that bridge regional opportunities with global standards.
Competition
The firm’s expansion potential is underpinned by the DIFC’s role as a gateway between Middle Eastern, African, Asian, and European markets, enabling it to serve clients well beyond the UAE’s borders. Leveraging DFSA regulation and the DIFC’s internationally recognized legal and regulatory framework, the business can scale its fund offerings, add new strategies, and deepen its financial advisory services for cross‑border clients seeking exposure to regional and global assets. The platform is well positioned to develop partnerships with international distributors and institutional investors, onboard clients from multiple jurisdictions, and introduce new products addressing niche themes such as regional private credit, alternative investments, and Sharia‑compliant strategies, thereby supporting sustainable growth and diversification of its AUM.
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